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Travis E. Maus

S.E.E.D. PLANNING GROUP
Knoxville, TN 37922
Some features on this profile are disabled
CRD#: 5394182
TM

Professional summary

Travis Ed Maus, who also goes by Travis Maus, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Knoxville, Tennessee.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Travis has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Travis Maus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Not Quite Right Media Inc: Non-Investment Related | 3826 Andrew Boyd Dr, Maryville, TN 37804 | Marketing and Digital Products | Chair of the Board of Directors | Share Holder | 4/1/2023 | 16-hours per month, up to 8-hours per month may be during trading hours | Duties include organization and strategic planning and governance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Ed Maus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2021 - Present

S.E.E.D. PLANNING GROUP, LLC

Office #1: 2030 Falling Waters Rd One Falling Water, Suite 180, Knoxville, TN 37922
RIA
CRD#: 188521
Knoxville, TN
Past

June 25, 2013 - December 31, 2015

CETERA ADVISORS LLC

RIA
CRD#: 10299
BINGHAMTON, NY
Past

June 25, 2013 - August 1, 2016

CETERA ADVISORS LLC

BD
CRD#: 10299
BINGHAMTON, NY
Past

January 30, 2008 - July 22, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
VESTAL, NY
Past

September 17, 2007 - July 22, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
VESTAL, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT

CRD#: 188521 / SEC#: 801-91167

RIA
Registered Investment Advisory firm - (4/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/15/2021)
IAR
Tennessee
(8/24/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/2011
General Securities Principal Examination

Current Firm

S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT

CRD#: 188521 / SEC#: 801-91167

RIA
Registered Investment Advisory firm - (4/16/2015 Approved)
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Contact information

Main Address
31 Lewis Street Suite 401, Binghamton, NY 13901
Mailing Address
Phone number
(607) 217-5091
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

S.E.E.D ADV2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts1,892
AUM (Assets Under Management)$ 490,907,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S.E.E.D. PLANNING GROUP, LLC

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521Knoxville, TN 37922

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