Kristin Sweis
Professional summary
Kristin Sweis, who also goes by Kristin Kari, is a registered financial advisor currently at PARADIGM MONEY MANAGEMENT, LLC located in Burr Ridge, Illinois.
Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Sweis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2020 - Present
PARADIGM MONEY MANAGEMENT, LLC
February 26, 2019 - December 18, 2019
SPOTLIGHT ASSET GROUP
October 31, 2011 - January 17, 2019
TD AMERITRADE, INC.
October 31, 2011 - January 17, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 28, 2011 - January 17, 2019
TD AMERITRADE, INC.
December 20, 2007 - February 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2007 - February 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2020)
Exams
Current Firm
PARADIGM MONEY MANAGEMENT, LLC
CRD#: 304097 / SEC#:
Contact information
Red Flags
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