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LB

Linda C. Bagnell

CAPITAL BROKERAGE
Richmond, VA 23230-1700
Some features on this profile are disabled
CRD#: 5393868
LB

Professional summary

Linda C Bagnell, who also goes by Linda C Granaudo, is a registered financial professional currently at CAPITAL BROKERAGE CORPORATION located in Richmond, Virginia.

Linda is registered as a RR (Registered Representative) and started their career in finance in 2009. Linda has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Linda C Granaudo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Linda C Bagnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2009 - Present

CAPITAL BROKERAGE CORPORATION

Office #1: 6620 West Broad Street Building 2, Richmond, VA 23230-1700
BD
CRD#: 10465
Richmond, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/17/2009
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CB
CAPITAL BROKERAGE CORPORATION
CAPITAL BROKERAGE CORPORATION | GNA SECURITIES, INC. | GENWORTH FINANCIAL BROKERAGE CORPORATION | GE CAPITAL BROKERAGE CORPORATION

CRD#: 10465 / SEC#: , 8-26614

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
11011 West Broad Street Building 2, Glen Allen, VA 23060
Mailing Address
11011 West Broad Street Building 2, Glen Allen, VA 23060
Phone number
(804) 513-3172
Established
Washington since 07/01/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GNA CORPORATIONSHAREHOLDER COMMON
NAMORATO, JAMES JOSEPHCHIEF COMPLIANCE OFFICER2944112
TABB, MARIA ODONNELLPRESIDENT AND CHIEF EXECUTIVE OFFICER1309483
TURNER, BONNIE COBBFINOP4389441

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL BROKERAGE CORPORATION

CRD#: 10465Richmond, VA 23230-1700

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