Elena Pierce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elena Pierce, who also goes by Elena Lipovska, was a registered financial professional .
Elena is a previously registered financial professional and started their career in finance in 2007. Elena had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2023 - September 29, 2023
PRIME NUMBER CAPITAL, LLC
November 9, 2017 - June 26, 2021
MERCURY SECURITIES, LLC
March 31, 2015 - November 11, 2015
FNEX CAPITAL, LLC
September 26, 2013 - December 24, 2014
MERCURY SECURITIES, LLC
August 14, 2012 - November 2, 2012
STRAUS CAPITAL, LLC
October 28, 2009 - January 11, 2011
GILFORD SECURITIES INCORPORATED
August 15, 2007 - October 5, 2009
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME NUMBER CAPITAL, LLC
CRD#: 297029 / SEC#: , 8-70118
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
