Clinton W. Sorenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clinton Wayne Sorenson, who also goes by Merlin Clinton Wayne Sorenson, Merlin Clinton Wayne Sorenson, was a registered financial professional .
Clinton is a previously registered financial professional and started their career in finance in 2008. Clinton had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2018 - July 2, 2020
WEALTHSHIELD LLC
January 22, 2014 - July 2, 2020
WEALTHSHIELD PARTNERS, LLC
October 27, 2008 - December 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 27, 2008 - December 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 31, 2008 - March 25, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHSHIELD LLC
CRD#: 288875 / SEC#: 801-110853
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
