Dimitar A. Karaivanov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dimitar Aleksandrov Karaivanov, who also goes by Dimitar A Karaivanov, Dimitar A. Karaivanov, was a registered financial professional .
Dimitar is a previously registered financial professional and started their career in finance in 2007. Dimitar had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - June 4, 2021
LAZARD MIDDLE MARKET LLC
May 3, 2010 - March 20, 2018
RBC CAPITAL MARKETS, LLC
June 26, 2008 - May 6, 2010
JANNEY MONTGOMERY SCOTT LLC
September 14, 2007 - June 16, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LAZARD MIDDLE MARKET LLC
CRD#: 146092 / SEC#: , 8-67786
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
