Jesper P. Nielsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesper Peter Nielsen was a registered financial professional .
Jesper is a previously registered financial professional and started their career in finance in 2007. Jesper had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - April 9, 2026
FISHER INVESTMENTS
August 7, 2023 - August 28, 2023
HORNOR, TOWNSEND & KENT, LLC
September 23, 2021 - May 5, 2023
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
September 14, 2007 - November 1, 2016
SATURNA BROKERAGE SERVICES, INC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/7/2023
General Securities Representative ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
