Narongdej Jaroensabphayanont
Professional summary
Narongdej Jaroensabphayanont was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Narongdej is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Narongdej had worked at 2 firms, which includes VOYA FINANCIAL ADVISORS INC., TRANSAMERICA FINANCIAL ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2008 - November 13, 2019
VOYA FINANCIAL ADVISORS, INC.
March 5, 2008 - May 28, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
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