Martin E. Guthrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Edward Guthrie, who also goes by Marty Edward Guthrie, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2007. Martin had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2014 - December 31, 2015
GRACEMASON ADVISORS LLC
December 21, 2011 - November 19, 2012
ADVANCED EQUITIES, INC.
December 21, 2011 - November 19, 2012
ADVANCED EQUITIES, INC.
June 10, 2010 - January 25, 2012
SNOWBALL WEALTH MANAGEMENT
September 22, 2009 - December 21, 2009
OAK STREET SECURITIES, INC.
August 20, 2007 - September 30, 2009
MICG INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRACEMASON ADVISORS LLC
CRD#: 170611 / SEC#:
Contact information
Red Flags
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