Jing Hua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jing Hua, who also goes by Jing (nmn) Hua, was a registered financial professional .
Jing is a previously registered financial professional and started their career in finance in 2022. Jing had worked at 3 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2025 - June 24, 2026
CLEARPOOL EXECUTION SERVICES, LLC
April 28, 2025 - June 24, 2026
BMO CAPITAL MARKETS CORP.
February 9, 2022 - October 7, 2023
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 3/10/2022
Securities Trader ExamSeries 7TO
Date: 2/9/2022
General Securities Representative ExaminationCurrent Firm
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
Contact information
FINRA licenses (27 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
