DS
Derek B. Soliz
FULCRUM WEALTH MANAGEMENT
Plano, TX 75024
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CRD#: 5392815
DS
Professional summary
Derek B Soliz, who also goes by Derek Blake Soliz, Derek Soliz, is a registered financial advisor currently at FULCRUM WEALTH MANAGEMENT located in Plano, Texas.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Derek has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Blake Soliz | Derek Soliz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FulcrumIO; Operations Manager - 03/2016 - Present; FulcrumIO offers an integrated office platform assisting investment advisers with establishing and managing their advisory practice. Derek Soliz allocates approximately 20-25 hours per month to this outside business activity. Address: 5700 Granite Parkway, Suite 200; Plano, TX 75024
CRS (Client Relationship Summary) - RIA
Click below to view Derek B Soliz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2015 - Present
FULCRUM WEALTH MANAGEMENT
Office #1: 5465 Legacy Dr. Suite 650, Plano, TX 75024RIA
CRD#: 159099
Plano, TX
Past
December 12, 2014 - July 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DENTON, TX
Past
December 12, 2014 - July 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DENTON, TX
Past
January 3, 2012 - December 1, 2014
WFG ADVISORS, LP
RIA
CRD#: 125073
DALLAS, TX
Past
August 18, 2010 - December 1, 2014
WFG INVESTMENTS, INC.
BD
CRD#: 22704
DALLAS, TX
Past
May 2, 2009 - March 8, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SAN ANTONIO, TX
Past
October 20, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
January 1, 2008 - August 20, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
October 22, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FULCRUM WEALTH MANAGEMENT
BROCKMAN CAPITAL | WFG KINGWOOD | PROVIDENCE WEALTH MANAGEMENT | FULCRUMEQ | FULCRUM WEALTH MANAGEMENT | FULCRUM EQUITY MANAGEMENT, LLC | FULCRUM EQUITY MANAGEMENT | FULCRUM EQ
CRD#: 159099 / SEC#: 801-79524
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Alabama
Registered Investment Advisory firm - (4/10/2014 Terminated)Georgia
Registered Investment Advisory firm - (4/10/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/10/2014 Terminated)Tennessee
Registered Investment Advisory firm - (5/10/2014 Terminated)Texas
Registered Investment Advisory firm - (4/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FULCRUM WEALTH MANAGEMENT
BROCKMAN CAPITAL | WFG KINGWOOD | PROVIDENCE WEALTH MANAGEMENT | FULCRUMEQ | FULCRUM WEALTH MANAGEMENT | FULCRUM EQUITY MANAGEMENT, LLC | FULCRUM EQUITY MANAGEMENT | FULCRUM EQ
CRD#: 159099 / SEC#: 801-79524
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Alabama
Registered Investment Advisory firm - (4/10/2014 Terminated)Georgia
Registered Investment Advisory firm - (4/10/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/10/2014 Terminated)Tennessee
Registered Investment Advisory firm - (5/10/2014 Terminated)Texas
Registered Investment Advisory firm - (4/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5465 Legacy Dr. Suite 650, Plano, TX 75024
Mailing Address
Phone number
(888) 304-6942
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 800 |
| AUM (Assets Under Management) | $ 189,975,946 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FULCRUM WEALTH MANAGEMENT
CRD#: 159099Plano, TX 75024TRUST BUT VERIFY
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