CS
Corey D. Schmiedeberg
J. W. COLE ADVISORS
Lakeville, MN 55044
Some features on this profile are disabled
CRD#: 5392686
CS
Professional summary
Corey David Schmiedeberg, AIF®, who also goes by Corey Schmiedeberg, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lakeville, Minnesota and J.W. COLE FINANCIAL, INC. located in Lakeville, Minnesota.
Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Corey has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Corey Schmiedeberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Midwest Money Management; DBA; Investment Related; 17316 Kenyon Ave, Ste 104, Lakeville, MN 55044; Investment Management/Securities/ Insurance Sales (life, disability & Health); Vice President; 160+ hrs/mo, 160+ hrs/mo during trading. (2) Corey Schmiedeberg; Not investment related; 11690 Aileron Ct, Inner Grove Heights; MN 55077; Agriculture Lease; Land Owner; Start 11/2017; 10 hrs/mo, 0 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Corey David Schmiedeberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 17316 Kenyon Ave Suite 104, Lakeville, MN 55044RIA
CRD#: 112294
Lakeville, MN
Current
April 28, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 17316 Kenyon Ave Suite 104, Lakeville, MN 55044BD
CRD#: 124583
Lakeville, MN
Past
December 9, 2013 - April 28, 2023
SPC
RIA
CRD#: 110692
LAKEVILLE, MN
Past
August 2, 2007 - April 28, 2023
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
LAKEVILLE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2023)
RR
Colorado(4/28/2023)
RR
Florida(4/28/2023)
RR
Georgia(4/28/2023)
RR
Iowa(4/28/2023)
RR
Kansas(4/28/2023)
RR
Kentucky(5/8/2023)
RR
Minnesota(4/28/2023)
IAR
Minnesota(4/28/2023)
RR
Nevada(4/28/2023)
RR
North Carolina(5/8/2023)
RR
North Dakota(4/28/2023)
RR
South Dakota(4/28/2023)
IAR
Texas(10/22/2025)
RR
Washington(4/28/2023)
RR
Wisconsin(4/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Lakeville, MN 55044TRUST BUT VERIFY
Monitor Corey Schmiedeberg
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
