Tyler W. Mainquist

AMERITAS ADVISORY SERVICES

LINCOLN, NE 68516

Some features on this profile are disabled

CRD#: 5392392

Professional summary

Tyler William Mainquist, CFP®, ChFC® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Lincoln, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Lincoln, Nebraska.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Tyler has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERITAS WEALTH ADVISORS; SAME AS BRANCH; INV REL; FULL SERVICE INSURANCE BROKERAGE; LICENSED INSURANCE AGENT; START DATE=02/2014; HRS/MO=50; TRADING HRS/MO=40; CONSULT AND SELL FIXED INSURANCE AND ANNUITY * ENVISION WEALTH NETWORK; INV-REL; 6355 S 56TH ST, LINCOLN NE 68516; FULL SERVICE INSURANCE BROKERAGE; INURANCE AGENT; START DATE=11/2022; HRS/MO=10; TRADING HRS/MO=10; CONSULT AND SELL FIXED INSURANCE AND ANNNUITY PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler William Mainquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 6355 S 56th St, Lincoln, NE 68516

RIA

CRD#: 317245

LINCOLN, NE

Current

February 21, 2014 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 6355 S 56th St, Lincoln, NE 68516

CRD#: 14869

Lincoln, NE

Past

February 21, 2014 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

June 19, 2009 - February 13, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

LINCOLN, NE

Past

June 15, 2009 - February 13, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

LINCOLN, NE

Past

September 27, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LINCOLN, NE

Past

August 30, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/14/2014)

Colorado
(11/26/2019)

Florida
(1/21/2022)

Kansas
(2/21/2014)

Kentucky
(10/16/2018)

Missouri
(8/6/2024)

Nebraska
(2/21/2014)

IAR

Nebraska
(11/1/2021)

North Carolina
(8/1/2022)

North Dakota
(1/9/2020)

Oregon
(8/19/2022)

Texas
(6/21/2021)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Glenn Sanger-hodgson

SHONAN GOLD FINANCIAL LLC

IAR

TALLAHASSEE, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tyler W. Mainquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler William Mainquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2007

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors