Joseph Anthony Schaefer
Professional Summary
Joseph Anthony Schaefer, who also goes by Joe Schaefer, Joesph Anthony Schaefer, Josephe Anthony Schaefer, Joe Shafer, is a registered financial advisor currently at EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Schaefer, Joesph Anthony Schaefer, Josephe Anthony Schaefer, Joe Shafer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
EXECUTIVE SERVICES SECURITIES, INC. | ONE SECURITIES CORPORATION | ONE SECURITIES CORP. | EXECUTIVE SERVICES SECURITIES, LLC
Contact Information
Main Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156Mailing Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156Phone Number
(404) 504-3800Established
Georgia since 12/23/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
15FINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/22/2026)
(6/26/2026)
(6/26/2026)
(6/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed May 2026About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2007About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Schaefer's CRS (Customer Relationship Summary).
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