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JS

Joseph A. Schaefer

EXECUTIVE SERVICES SECURITIES
ATLANTA, GA 30326-1156
CRD#: 5392120
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JS
Joseph Anthony SchaeferEXECUTIVE SERVICES SECURITIES

Professional summary

Joseph Anthony Schaefer, who also goes by Joe Schaefer, Joesph Anthony Schaefer, Josephe Anthony Schaefer, Joe Shafer, is a registered financial professional currently at EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Schaefer | Joesph Anthony Schaefer | Josephe Anthony Schaefer | Joe Shafer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

EXECUTIVE SERVICES SECURITIES, LLC

Office #1: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
RIA
BD
CRD#: 25299
ATLANTA, GA
Past

December 13, 2007 - July 14, 2008

CLARK SECURITIES, INC.

BD
CRD#: 43803
GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/25/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/22/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/20/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/12/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EXECUTIVE SERVICES SECURITIES, LLC
EXECUTIVE SERVICES SECURITIES, INC. | ONE SECURITIES CORPORATION | ONE SECURITIES CORP. | EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299 / SEC#: , 8-41649

Georgia
Registered Investment Advisory firm - SEC (7/5/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Mailing Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Phone number
(404) 504-3800
Established
Georgia since 12/23/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
15

FINRA licenses (49 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
NFP CORP.SOLE MEMBER
FELTS, KENNETH LEECFO
KROELL, EDWARD HAROLDCHIEF COMPLIANCE OFFICER2615310
MOO, VERONICA EI CHUNDIRECTOR5867442
O'MALLEY, EDWARD GEORGEDIRECTOR5902666
SCHNEIDER, BRETT RONALDDIRECTOR5636953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299Atlanta, GA 30326-1156

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