Antione T. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antione Terrell Lawrence, who also goes by Antione Terrell Lawrence, Antione Lawrence, was a registered financial professional .
Antione is a previously registered financial professional and started their career in finance in 2009. Antione had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - July 26, 2024
SIGNIFY WEALTH LLC
September 13, 2021 - May 8, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 20, 2021 - May 8, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 26, 2011 - February 22, 2018
EVERBANK WEALTH MANAGEMENT
April 26, 2011 - October 8, 2018
EVERTRADE DIRECT BROKERAGE, INC.
September 7, 2010 - April 29, 2011
EDWARD JONES
November 16, 2009 - April 29, 2011
EDWARD JONES
Primary Firm SEC Registration
SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 283,707,850 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/23/2024 | ||
| 06/28/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
