Nicole Hasso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicole Hasso, who also goes by Nicole Charlotte Mcghee, was a registered financial professional .
Nicole is a previously registered financial professional and started their career in finance in 2007. Nicole had worked at 3 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2023 - January 13, 2026
ATHENE SECURITIES, LLC
August 20, 2014 - April 29, 2015
PRINCIPAL FUNDS DISTRIBUTOR, INC.
September 20, 2011 - August 19, 2021
PRINCIPAL SECURITIES, INC.
December 21, 2007 - April 26, 2010
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 9/22/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 9/22/2023
General Securities Representative ExaminationCurrent Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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