Amber L. Bergin
Professional summary
Amber Lee Bergin, who also goes by Amber L Bergin, Amber Bergin, Amber Lee Bergin, is a registered financial professional currently at FBL MARKETING SERVICES, LLC located in West Des Moines, Iowa.
Amber is registered as a RR (Registered Representative) and started their career in finance in 2007. Amber has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amber Lee Bergin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
FBL MARKETING SERVICES, LLC
Office #1: 5400 University Ave, West Des Moines, IA 50266March 3, 2022 - November 5, 2024
SECURITIES MANAGEMENT & RESEARCH, INC.
March 3, 2022 - November 5, 2024
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 2, 2019 - March 23, 2022
SAMMONS FINANCIAL NETWORK, LLC
October 11, 2017 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
December 6, 2016 - October 11, 2017
SUMMIT BROKERAGE SERVICES, INC.
December 6, 2016 - October 11, 2017
GIRARD SECURITIES, INC.
December 6, 2016 - October 11, 2017
FIRST ALLIED SECURITIES, INC.
December 6, 2016 - October 11, 2017
CETERA FINANCIAL SPECIALISTS LLC
December 6, 2016 - October 11, 2017
CETERA ADVISORS LLC
December 6, 2016 - October 11, 2017
CETERA WEALTH SERVICES, LLC
December 18, 2014 - November 15, 2016
WOODBURY FINANCIAL SERVICES, INC.
December 18, 2014 - November 15, 2016
OSAIC SERVICES, INC.
December 18, 2014 - November 15, 2016
OSAIC WEALTH, INC.
December 18, 2014 - November 15, 2016
FSC SECURITIES CORPORATION
November 20, 2007 - July 30, 2014
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
Exams
FINRA
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FBL MARKETING SERVICES, LLC
CRD#: 5309West Des Moines, IA 50266TRUST BUT VERIFY
Monitor Amber Bergin
Get automatic monthly alerts on:
