TM
Timothy Miller
JEFFERIES
New York, NY 10022
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CRD#: 5391769
TM
Professional summary
Timothy Miller, who also goes by Timothy Francis Miller, is a registered financial professional currently at JEFFERIES LLC located in New York, New York and JEFFERIES PRIME FINANCE LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Timothy Francis Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2024 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
New York, NY
Current
May 5, 2026 - Present
JEFFERIES PRIME FINANCE LLC
Office #1: 520 Madison, New York, NY 10022BD
CRD#: 337480
NEW YORK, NY
Past
March 5, 2020 - March 6, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEW YORK, NY
Past
February 28, 2020 - February 13, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
August 23, 2016 - January 22, 2018
WELLS FARGO PRIME SERVICES, LLC
BD
CRD#: 133068
SAN FRANCISCO, CA
Past
April 29, 2016 - February 15, 2024
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
Past
November 14, 2007 - April 29, 2016
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/23/2024)
RR
Alaska(7/23/2024)
RR
Arizona(7/23/2024)
RR
Arkansas(7/23/2024)
RR
California(7/23/2024)
RR
Colorado(7/23/2024)
RR
Connecticut(7/23/2024)
RR
Delaware(7/23/2024)
RR
District of Columbia(7/23/2024)
RR
Florida(7/23/2024)
RR
Georgia(7/23/2024)
RR
Hawaii(7/23/2024)
RR
Idaho(7/23/2024)
RR
Illinois(7/23/2024)
RR
Indiana(7/23/2024)
RR
Iowa(7/23/2024)
RR
Kansas(7/23/2024)
RR
Kentucky(7/23/2024)
RR
Louisiana(7/23/2024)
RR
Maine(7/23/2024)
RR
Maryland(7/23/2024)
RR
Massachusetts(7/23/2024)
RR
Michigan(7/23/2024)
RR
Minnesota(7/23/2024)
RR
Mississippi(7/23/2024)
RR
Missouri(7/23/2024)
RR
Montana(7/23/2024)
RR
Nebraska(7/23/2024)
RR
Nevada(7/23/2024)
RR
New Hampshire(7/23/2024)
RR
New Jersey(7/23/2024)
RR
New Mexico(7/23/2024)
RR
New York(2/13/2024)
RR
North Carolina(7/24/2024)
RR
North Dakota(7/23/2024)
RR
Ohio(7/23/2024)
RR
Oklahoma(7/23/2024)
RR
Oregon(7/23/2024)
RR
Pennsylvania(7/23/2024)
RR
Puerto Rico(7/23/2024)
RR
Rhode Island(7/23/2024)
RR
South Carolina(7/23/2024)
RR
South Dakota(7/23/2024)
RR
Tennessee(7/23/2024)
RR
Texas(7/23/2024)
RR
Utah(7/23/2024)
RR
Vermont(7/23/2024)
RR
Virgin Islands(7/23/2024)
RR
Virginia(7/23/2024)
RR
Washington(7/23/2024)
RR
West Virginia(7/23/2024)
RR
Wisconsin(7/23/2024)
RR
Wyoming(7/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
JP
JEFFERIES PRIME FINANCE LLC
JEFFERIES PRIME FINANCE LLC
CRD#: 337480 / SEC#: , 8-71426
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
520 Madison, New York, NY 10022
Mailing Address
520 Madison, New York, NY 10022
Phone number
(212) 284-2300
Established
Delaware since 06/05/2025
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
