Jack Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Brewer was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 2007. Jack had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - March 23, 2018
TRIPOINT GLOBAL EQUITIES/BANQ(R)
February 21, 2015 - April 28, 2015
TRADESPOT MARKETS INC.
December 23, 2013 - November 14, 2017
BREWER CAPITAL MANAGEMENT
December 20, 2012 - February 28, 2013
ARQUE CAPITAL, LTD.
August 16, 2010 - January 3, 2011
NEWOAK CAPITAL MARKETS LLC
March 17, 2010 - August 5, 2010
PARAMOUNT BIOCAPITAL, INC.
December 5, 2007 - December 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2007 - December 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRIPOINT GLOBAL EQUITIES/BANQ(R)
CRD#: 143174 / SEC#: , 8-67540
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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