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Jack Brewer

CRD# 5391749·Registered 2007 - 2018
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Brewer was a registered financial advisor. Jack was a previously registered financial professional and started their career in finance 2007 - 2018. Jack had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

TRIPOINT GLOBAL EQUITIES/BANQ(R)·CRD# 143174
BD
Parkland, FL
July 19, 2017 - March 23, 2018
TRADESPOT MARKETS INC.·CRD# 29683
BD
Davie, FL
February 21, 2015 - April 28, 2015
BREWER CAPITAL MANAGEMENT·CRD# 152562
RIA
Parkland, FL
December 23, 2013 - November 14, 2017
ARQUE CAPITAL, LTD.·CRD# 121192
BD
Scottsdale, AZ
December 20, 2012 - February 28, 2013
NEWOAK CAPITAL MARKETS LLC·CRD# 104063
BD
New York, NY
August 16, 2010 - January 3, 2011
PARAMOUNT BIOCAPITAL, INC.·CRD# 29795
BD
New York, NY
March 17, 2010 - August 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Minneapolis, MN
December 5, 2007 - December 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Minneapolis, MN
November 28, 2007 - December 23, 2009

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Current Firm

TG
TRIPOINT GLOBAL EQUITIES/BANQ(R)

TRIPOINT GLOBAL EQUITIES, LLC | TRIPOINT GLOBAL EQUITIES/BANQ(R)

CRD#: 143174 / SEC#: 8-67540
BD
Terminated by SEC on 05/12/2020

Contact Information

Established

Maryland since 11/30/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TPF HOLDINGS, LLCOWNER/MEMBER—
BOSWELL, MICHAEL ROBERTPRESIDENT, CCO5292563
ELENOWITZ, MARK HARRISCEO2057802
GOLDBACH, KRISTINE MARIEFINOP, PFO, POO2352622

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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