Jack C. Tsai

TSAI WEALTH MANAGEMENT

Pasadena, CA 91105

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CRD#: 5391691

Professional summary

Jack Chia-chen Tsai is a registered financial advisor currently at TSAI WEALTH MANAGEMENT located in Pasadena, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jack has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF JACK TSAI & ASSOCIATES. JACK TSAI & ASSOCIATES IS A CPA FIRM LOCATED AT 238 S. ARROYO PKWY., SUITE 120, PASADENA, CA 91105 SINCE FEBRUARY, 2011. JACK SPENDS APPROXIMATELY 50% OF HIS TIME WORKING AT JACK TSAI & ASSOCIATES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Chia-chen Tsai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2010 - Present

TSAI WEALTH MANAGEMENT

Office #1: 238 South Arroyo Pkwy #120, Pasadena, CA 91105

RIA

CRD#: 151928

Pasadena, CA

Past

March 30, 2011 - January 23, 2019

COLTON WEALTH MANAGEMENT

RIA

CRD#: 150486

ARCADIA, CA

Past

September 3, 2007 - October 7, 2010

LHMP FINANCIAL & INSURANCE SERVICES

RIA

CRD#: 116767

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2007

Uniform Investment Adviser Law Examination

Current Firm

TSAI WEALTH MANAGEMENT

CRD#: 151928 / SEC#:

California

Registered Investment Advisory firm - (1/1/2010 Approved)

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Contact information

Main Address

238 South Arroyo Pkwy #120, Pasadena, CA 91105

Mailing Address

Phone number

(626) 709-6556

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 6,422,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jack C. Tsai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Chia-chen Tsai's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSAI WEALTH MANAGEMENT

COLTON WEALTH MANAGEMENT

LHMP FINANCIAL & INSURANCE SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2007

Current Firm

TSAI WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TSAI WEALTH MANAGEMENT

TRUST BUT VERIFY

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