Jack Chia-chen Tsai
Professional Summary
Jack Chia-chen Tsai is a registered financial advisor currently at TSAI WEALTH MANAGEMENT located in Pasadena, California. Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jack has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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J.P. MORGAN SECURITIES LLC
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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MORGAN STANLEY
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Current Firm
TSAI WEALTH MANAGEMENT
Contact Information
Main Address
238 South Arroyo Pkwy #120, Pasadena, CA 91105Phone Number
(626) 709-6556# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
24AUM (Assets Under Management)
$6,218,665Similar Advisors
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J.P. MORGAN SECURITIES LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
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State Registrations and Notice Filings
(1/5/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Jack Chia-chen Tsai's CRS (Customer Relationship Summary).
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MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
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