Katherine E. Mcdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Elizabeth Mcdowell was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2007. Katherine had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - June 9, 2014
JCP SECURITIES
January 4, 2008 - November 12, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC
September 18, 2007 - December 31, 2007
EVP SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JCP SECURITIES
CRD#: 140318 / SEC#: , 8-67303
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ORION ADMINISTRATIVE TRUST | SHAREHOLDER | |
| PERRY, STEPHEN ROBERT | CEO/PRESIDENT/CCO/AMLCO/CFO/FINOP/OWNER | 4264427 |
Red Flags
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