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Lawrence Michael Langowski

UMB FINANCIAL SERVICES
Dallas, TX
·CRD# 5391413·15 years experience

Professional Summary

Lawrence Michael Langowski, who also goes by Larry Langowski, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Dallas, Texas. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2011. Lawrence has worked at 2 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Langowski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

UMB FINANCIAL SERVICES, INC.·CRD# 17073
RIA
BD
5910 N Central Express Way Suite 1900, Dallas, TX 75206
September 5, 2023 - Present
HUNTINGTON SECURITIES, INC.·CRD# 2261
BD
Chicago, IL
March 4, 2011 - August 28, 2023

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Current Firm

UF
UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

928 Grand Avenue 4th Floor, Kansas City, MO 64106

Mailing Address

928 Grand Avenue, Kansas City, MO 64106

Phone Number

(816) 842-2222

Established

Missouri since 10/07/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

55

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

UMB FINANCIAL SERVICES INC WRAP FEE PROGRAM BROCHURE (3/17/2026)

Direct owners and executive officers

NamePositionCRD#
UMB FINANCIAL CORPSTOCKHOLDER—
GATES, ANGELA GAYEFINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER2626070
LONG, CHRISTOPHER SHELDONCHIEF COMPLIANCE OFFICER6076540
MASON, PHILLIP JAMESDIRECTOR6246519
MASSEY, THOMAS HAROLDDIRECTOR2062653
MAXWELL, JEFFREY THOMASCAO, SVP2626068

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$5,043,339

Disclosures

Regulatory Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(10/15/2025)
RR
Illinois
(9/5/2023)
RR
Missouri
(4/19/2024)
RR
New York
(4/18/2024)
RR
North Carolina
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Mar 2025About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lawrence Michael Langowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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