PH
Paul G. Hodge
MERIDIAN WEALTH MANAGEMENT
MANDEVILLE, LA 70471
Some features on this profile are disabled
CRD#: 5391203
PH
Professional summary
Paul Gerald Hodge is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Mandeville, Louisiana.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Paul has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 9, Series 10 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DIRECTOR, THE NEHEMIAH PROJECT, 1200 WEST CAUSEWAY APPROACH, MANDEVILLE, , LOUISIANA, 70433, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/24/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER 2. VARSITY WEALTH, INVESTMENT RELATED, MANDEVILLE LA, DBA FOR FIXED INSURANCE, OFFICE OVERHEAD AND STAFF EXPENSES, INSURANCE AGENT, DBA FOR INVESTMENT ADVISORY BUSINESS THROUGH MWM, START DATE 8.24.2023, 160 HOURS PER MONTH DEVOTED, 160 HOURS PER MONTH DURING SECURITIES TRADING. SALES OF FIXED INSURANCE PRODUCTS AND OFFICE OVERSIGHT, INVESTMENT ADVISORY BUSINESS DBA
CRS (Client Relationship Summary) - RIA
Click below to view Paul Gerald Hodge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2023 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 2090 Woodrow St, Mandeville, LA 70471RIA
CRD#: 151523
MANDEVILLE, LA
Past
December 15, 2014 - September 8, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Mandeville, LA
Past
July 14, 2008 - September 8, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Mandeville, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/27/2023)
IAR
Georgia(8/28/2023)
IAR
Louisiana(8/24/2023)
IAR
Mississippi(9/12/2023)
IAR
Texas(8/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523Mandeville, LA 70471TRUST BUT VERIFY
Monitor Paul Hodge
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
