Kurt Winiecki

WINIECKI WEALTH MANAGEMENT

Chicago, IL

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CRD#: 5391124

Professional summary

Kurt Winiecki, AIF®, who also goes by Kurt A Winiecki, is a registered financial advisor currently at WINIECKI WEALTH MANAGEMENT located in Chicago, Illinois.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kurt has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt A Winiecki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Winiecki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 15, 2011 - Present

WINIECKI WEALTH MANAGEMENT

RIA

CRD#: 156007

Chicago, IL

Past

March 9, 2009 - February 14, 2011

KRUSE ASSET MANAGEMENT, LLC

RIA

CRD#: 143204

CHICAGO, IL

Past

September 29, 2007 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAKBROOK, IL

Past

September 6, 2007 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAKBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/5/2007

General Securities Representative Examination

Current Firm

WINIECKI WEALTH MANAGEMENT

WINIECKI WEALTH MANAGEMENT | WINIECKI WEALTH MANAGEMENT, LLC

CRD#: 156007 / SEC#:

Arizona

Registered Investment Advisory firm - (1/5/2024 Terminated)

Illinois

Registered Investment Advisory firm - (2/15/2011 Approved)

Texas

Registered Investment Advisory firm - (11/14/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(312) 961-1266

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 57,176,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kurt Winiecki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Winiecki's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINIECKI WEALTH MANAGEMENT

KRUSE ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2007

Series 7

Date: 9/5/2007

Current Firm

WINIECKI WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINIECKI WEALTH MANAGEMENT

TRUST BUT VERIFY

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