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LK

Lena L. Kaloostian

TRINITY CAPITAL MANAGEMENT
Ventuta, CA 93001
Some features on this profile are disabled
CRD#: 5391090
LK

Professional summary

Lena Lisa Kaloostian, CFP®, who also goes by Lena L Dishchekenian, is a registered financial advisor currently at TRINITY CAPITAL MANAGEMENT, LLC located in Ventuta, California.

Lena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lena has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lena L Dishchekenian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lena Lisa Kaloostian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

October 3, 2013 - Present

TRINITY CAPITAL MANAGEMENT, LLC

Office #1: 21 S California St Ste. 310, Ventuta, CA 93001
RIA
CRD#: 143097
Ventuta, CA
Past

January 31, 2013 - September 23, 2013

TRINITY FINANCIAL PARTNERS

RIA
CRD#: 136969
ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRINITY CAPITAL MANAGEMENT, LLC
TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA
Registered Investment Advisory firm - (2/23/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/3/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/30/2013
Uniform Investment Adviser Law Examination

Current Firm

TC
TRINITY CAPITAL MANAGEMENT, LLC
TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA
Registered Investment Advisory firm - (2/23/2007 Approved)
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Contact information

Main Address
607 De La Vista Ave., Santa Barbara, CA 93103
Mailing Address
Phone number
(805) 963-0500
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRINITY CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A - 02/2024 (3/10/2025)

Regulatory assets under management

Total Number of Accounts937
AUM (Assets Under Management)$ 453,528,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097Ventuta, CA 93001

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