Michael L. Parks

KICKPOINT FINANCIAL

Memphis, TN 38112

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CRD#: 5390967

Professional summary

Michael Leighton Parks is a registered financial advisor currently at KICKPOINT FINANCIAL, LLC located in Memphis, Tennessee.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales; non-investment related; appx 20% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leighton Parks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2019 - Present

KICKPOINT FINANCIAL, LLC

Office #1: 353 Buena Vista Pl, Memphis, TN 38112

RIA

CRD#: 300423

Memphis, TN

Past

July 16, 2015 - February 27, 2018

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

November 13, 2013 - September 2, 2014

CANTOR FITZGERALD & CO.

CRD#: 134

MEMPHIS, TN

Past

May 21, 2012 - November 12, 2013

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

April 10, 2012 - November 12, 2013

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Past

August 5, 2008 - April 16, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

September 29, 2007 - January 11, 2008

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/23/2019)

IAR

Texas
(11/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2007

General Securities Representative Examination

Current Firm

KICKPOINT FINANCIAL, LLC

CRD#: 300423 / SEC#:

Tennessee

Registered Investment Advisory firm - (7/18/2019 Approved)

Texas

Registered Investment Advisory firm - (6/21/2019 Approved)

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Contact information

Main Address

Memphis, TN

Mailing Address

4962 William Arnold Rd Suite 101, Memphis, TN 38117

Phone number

(713) 515-6336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 14,572,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Parks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leighton Parks's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE FARM VP MANAGEMENT CORP.

CANTOR FITZGERALD & CO.

ICBA SECURITIES

VINING-SPARKS IBG, LLC

MORGAN KEEGAN & COMPANY, LLC

FHN FINANCIAL SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2019

Series 63

Date: 8/18/2008

SIE

Date: 2/27/2018

Series 7

Date: 9/27/2007

Current Firm

KICKPOINT FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KICKPOINT FINANCIAL, LLC

TRUST BUT VERIFY

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