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Michael Leighton Parks

KICKPOINT FINANCIAL
MEMPHIS, TN
·CRD# 5390967·19 years experience

Professional Summary

Michael Leighton Parks is a registered financial advisor currently at KICKPOINT FINANCIAL, LLC located in Memphis, Tennessee. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

KICKPOINT FINANCIAL, LLC·CRD# 300423
RIA
40 S Main Street Suite 2550, Memphis, TN 38103
August 23, 2019 - Present
STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
Bloomington, IL
July 16, 2015 - February 27, 2018
CANTOR FITZGERALD & CO.·CRD# 134
BD
Memphis, TN
November 13, 2013 - September 2, 2014
ICBA SECURITIES·CRD# 24088
BD
Memphis, TN
May 21, 2012 - November 12, 2013
VINING-SPARKS IBG, LLC·CRD# 27502
BD
Memphis, TN
April 10, 2012 - November 12, 2013
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
August 5, 2008 - April 16, 2012
FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
Memphis, TN
September 29, 2007 - January 11, 2008

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Current Firm

KF
KICKPOINT FINANCIAL, LLC

KICKPOINT FINANCIAL, LLC

CRD#: 300423
Tennessee
Registered Investment Advisory firm - Tennessee (7/18/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (6/21/2019 Approved)

Contact Information

Main Address

40 S Main Street Suite 2550, Memphis, TN 38103

Phone Number

(713) 515-6336

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

24

AUM (Assets Under Management)

$15,374,563

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales; non-investment related; appx 20% of his time during trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(8/23/2019)
IAR
Texas
(11/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Leighton Parks's CRS (Customer Relationship Summary).

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