TR
Todd J. Richhart
VOYA FINANCIAL ADVISORS
MIAMISBURG, OH 45342
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CRD#: 5390894
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Professional summary
Todd Joseph Richhart is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Miamisburg, Ohio.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Todd has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10100 INNOVATION DR STE 120; MIAMISBURG; OH; 45342; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/22/2019; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|
CRS (Client Relationship Summary) - RIA
Click below to view Todd Joseph Richhart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Joseph Richhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2019 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342RIA
BD
CRD#: 2882
MIAMISBURG, OH
Current
January 22, 2019 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342RIA
BD
CRD#: 2882
MIAMISBURG, OH
Past
November 30, 2017 - January 22, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Springfield, OH
Past
November 30, 2017 - January 22, 2019
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Kettering, OH
Past
November 2, 2011 - November 30, 2017
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
COLUMBUS, OH
Past
June 29, 2011 - November 30, 2017
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
COLUMBUS, OH
Past
June 12, 2008 - June 30, 2011
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
DAYTON, OH
Past
November 8, 2007 - April 16, 2008
EDWARD JONES
RIA
CRD#: 250
VANDALIA, OH
Past
September 12, 2007 - April 16, 2008
EDWARD JONES
BD
CRD#: 250
VANDALIA, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/15/2021)
RR
Indiana(1/22/2019)
RR
Michigan(6/3/2021)
RR
Ohio(1/22/2019)
IAR
Ohio(1/28/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Miamisburg, OH 45342TRUST BUT VERIFY
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