Gilbert G. Fernandes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert Gordon Fernandes, who also goes by Gordon Fernandes, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 2008. Gilbert had worked at 2 firms and has passed the Series 63 and Series 37 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - September 17, 2012
EDGECREST CAPITAL (USA) INC.
January 24, 2008 - November 30, 2011
JENNINGS CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 37
Passed: 11/9/2007
Current Firm
EDGECREST CAPITAL (USA) INC.
CRD#: 153978 / SEC#: , 8-68600
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
