Russell D. Rogers
SUMMIT INVESTMENT ADVISORY SERVICES
Roseville, MN 55113
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CRD#: 5390538
Professional summary
Russell David Rogers, CFP®, who also goes by Russell D Rogers, Russell Rogers, is a registered financial advisor currently at SUMMIT INVESTMENT ADVISORY SERVICES located in Roseville, Minnesota and LPL FINANCIAL LLC located in Roseville, Minnesota.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Russell has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Estate Planning
Tax Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Russell D Rogers | Russell Rogers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/23/2013: Summit Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
(2) 03/23/2015: Summit Investment Advisory Services, Inc. - DBA: (Hybrid) Summit Investment Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/19/2015 - 80 Hours Per Month/ 60 Hours During Securities Trading - IAR.
(3) 11/01/2016: Summit Advisors, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - 3065 Centre Pointe Drive, Suite 2, Roseville, MN 55113 - Start 11/01/2016 - 0 Hr/Mo - Owner of tax entity
CRS (Client Relationship Summary) - RIA
Click below to view Russell David Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 4, 2015 - Present
SUMMIT INVESTMENT ADVISORY SERVICES
Office #1: 3065 Center Pointe Drive Suite 2, Roseville, MN 55113RIA
CRD#: 168594
Roseville, MN
Current
October 11, 2011 - Present
LPL FINANCIAL LLC
Office #1: 3065 Centre Pointe Dr Ste 2, Roseville, MN 55113-1118RIA
BD
CRD#: 6413
Roseville, MN
Past
January 21, 2014 - January 25, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
January 21, 2010 - September 9, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
RICHFIELD, MN
Past
February 19, 2008 - May 26, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MINNEAPOLIS, MN
Past
September 3, 2007 - October 22, 2007
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MAPLE GROVE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
CRD#: 168594 / SEC#: 801-110650
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/22/2016)
RR
Arizona(2/25/2015)
RR
California(2/25/2015)
RR
Colorado(2/25/2015)
RR
District of Columbia(7/9/2024)
RR
Florida(2/25/2015)
RR
Georgia(2/25/2015)
RR
Idaho(2/3/2016)
RR
Illinois(2/25/2015)
RR
Iowa(2/25/2015)
RR
Kansas(2/25/2015)
RR
Louisiana(9/14/2020)
RR
Massachusetts(11/6/2015)
RR
Michigan(11/6/2015)
RR
Minnesota(10/11/2011)
IAR
Minnesota(2/4/2015)
RR
New York(2/25/2015)
RR
North Carolina(6/10/2015)
RR
North Dakota(2/25/2015)
RR
Ohio(7/9/2024)
RR
Oregon(2/25/2015)
RR
South Dakota(5/17/2017)
RR
Texas(2/25/2015)
RR
Virginia(2/25/2015)
RR
Washington(2/25/2015)
RR
Wisconsin(2/25/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
CRD#: 168594 / SEC#: 801-110650
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3065 Center Pointe Drive Suite 2, Roseville, MN 55113
Mailing Address
Phone number
(651) 490-2939
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,251 |
| AUM (Assets Under Management) | $ 632,510,025 |
Red Flags
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Company Information
SUMMIT INVESTMENT ADVISORY SERVICES
CRD#: 168594Roseville, MN 55113TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
