John R. Kostraba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Kostraba Sr, who also goes by John R Kostraba, John Richard Kostraba Sr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - February 23, 2022
WOODMEN FINANCIAL SERVICES, INC.
May 11, 2020 - November 12, 2020
ONEAMERICA SECURITIES, INC.
May 11, 2020 - November 12, 2020
ONEAMERICA SECURITIES, INC.
September 16, 2019 - March 19, 2020
PRUCO SECURITIES, LLC.
September 16, 2019 - March 19, 2020
PRUCO SECURITIES, LLC.
February 24, 2017 - January 28, 2019
KALOS MANAGEMENT
February 24, 2017 - January 28, 2019
KALOS CAPITAL, INC.
July 22, 2016 - February 24, 2017
AMERITAS INVESTMENT COMPANY, LLC
January 6, 2016 - February 24, 2017
AMERITAS INVESTMENT COMPANY, LLC
February 25, 2013 - September 15, 2015
ALLSTATE FINANCIAL SERVICES, LLC
April 1, 2011 - March 4, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
February 20, 2009 - November 4, 2010
W&S BROKERAGE SERVICES, INC.
October 19, 2007 - January 26, 2009
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
