Eskandar Sadeghi

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 5390306

Professional summary

Eskandar Sadeghi, who also goes by Essi Sadeghi, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Eskandar is registered as a RR (Registered Representative) and started their career in finance in 2007. Eskandar has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Essi Sadeghi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OAA#: 34666 | ORG NAME:SADEGHI PROPERTIES, LLC | ORG ADDR:MEDFIELD, MA, US | NATURE OF BUS:RENTAL | INVST REL:N | TITLE:OWNER | DUTIES:MAINTENANCE, RENT COLLECTION | START DT:06/01/2015 | TOTAL HRS P/M:3 | SEC TRDNG HRS P/M:0 2) REBEL ENERGY; NOT INVESTMENT REALTED; LONDON,UK; ENERGY DISTRIBUTION; DIRECTOR AND 3% OWNER; 7/1/2020; 5 HOURS PER MONTH, 0 DURING TRADING; PROVIDE STRATEGIC DIRECTION ON CAPITAL RAISE & CUSTOMER ACQUISITION, NO INVOLVEMENT IN MANAGEMENT OR EXECUTION

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eskandar Sadeghi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

March 1, 2019 - August 14, 2024

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Baltimore, MD

Past

February 23, 2018 - March 6, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Owings Mills, MD

Past

November 2, 2017 - August 14, 2024

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

May 15, 2015 - September 26, 2017

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

February 21, 2014 - May 29, 2014

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

SMITHFIELD, RI

Past

February 24, 2012 - April 23, 2012

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

SMITHFIELD, RI

Past

February 14, 2011 - January 20, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 1, 2008 - January 7, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

August 28, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/26/2025)

Colorado
(5/26/2025)

Connecticut
(5/26/2025)

Delaware
(5/26/2025)

District of Columbia
(5/26/2025)

Florida
(5/26/2025)

Illinois
(5/26/2025)

Maryland
(5/27/2025)

Massachusetts
(5/26/2025)

New Hampshire
(5/26/2025)

New Jersey
(5/26/2025)

New York
(5/26/2025)

North Carolina
(5/26/2025)

Ohio
(5/27/2025)

Pennsylvania
(5/26/2025)

Rhode Island
(5/26/2025)

South Carolina
(5/26/2025)

Virginia
(5/26/2025)

Washington
(5/26/2025)

West Virginia
(5/26/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/27/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 7/21/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eskandar Sadeghi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eskandar Sadeghi's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE ASSOCIATES, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

PYRAMIS DISTRIBUTORS CORPORATION LLC

PYRAMIS DISTRIBUTORS CORPORATION LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2011

Series 63

Date: 9/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2010

Series 6

Date: 8/27/2007

Series 9

Date: 7/21/2011

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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