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Nancy S. Faux

CAYMUS SECURITIES LLC
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 5390234
NF

Professional summary

Nancy S Faux is a registered financial professional currently at CAYMUS SECURITIES LLC located in Atlanta, Georgia.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 2017. Nancy has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nancy S Faux's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2017 - Present

CAYMUS SECURITIES LLC

Office #1: 2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
BD
CRD#: 126183
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/3/2017
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAYMUS SECURITIES LLC
CAYMUS SECURITIES LLC

CRD#: 126183 / SEC#: , 8-65862

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
Mailing Address
2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
Phone number
(404) 995-8300
Established
Delaware since 02/07/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS EQUITY PARTNERS LLCMEMBER
FAUX, GEOFFREY LEWISDESIGNATED PRINCIPAL/CCO1555251
MAGGARD, JOHN OLIVERREGISTERED PRINCIPAL1259431
WOOD, MONICA RENEEFINOP7197645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAYMUS SECURITIES LLC

CRD#: 126183Atlanta, GA 30339

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