Anthony L. Garcia

TRINITY LEGACY PARTNERS

Houston, TX 77046

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CRD#: 5390020

Professional summary

Anthony Laurence Garcia, who also goes by Tony Laurence Garcia, is a registered financial advisor currently at TRINITY LEGACY PARTNERS, LLC located in Houston, Texas.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Anthony has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Laurence Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDIRECT OWNER OF TRINITY LEGACY ALTERNATIVE STRATEGIES, LLC, A WHOLLY OWNED SUBSIDIARY OF TRINITY LEGACY PARTNERS, LLC. TRINITY LEGACY ALTERNATIVE STRATEGIES, LLC IS THE GENERAL PARTNER OF TRINITY LEGACY DYNAMIC OPTIONS FUND I, LP., INVESTMENT RELATED, APPROXIMATELY 0 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Laurence Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2013 - Present

TRINITY LEGACY PARTNERS, LLC

Office #1: 24 Greenway Plaza Suite 546, Houston, TX 77046

RIA

CRD#: 159179

Houston, TX

Past

November 18, 2008 - December 31, 2011

SELECT ASSET MANAGEMENT, LLC

RIA

CRD#: 145002

HOUSTON, TX

Past

July 30, 2007 - April 5, 2011

GOLDEN BENEFICIAL SECURITIES CORPORATION

CRD#: 48029

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY LEGACY PARTNERS, LLC

CRD#: 159179 / SEC#: 801-110643

RIA

Registered Investment Advisory firm - (5/24/2017 Approved)

Texas

Registered Investment Advisory firm - (5/25/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2007

General Securities Representative Examination

Current Firm

TRINITY LEGACY PARTNERS, LLC

CRD#: 159179 / SEC#: 801-110643

RIA

Registered Investment Advisory firm - (5/24/2017 Approved)

Texas

Registered Investment Advisory firm - (5/25/2017 Terminated)

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Contact information

Main Address

24 Greenway Plaza Suite 546, Houston, TX 77046

Mailing Address

Phone number

(713) 999-8053

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY LEGACY PARTNERS, LLC ADV PART 2A BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts	854
AUM (Assets Under Management)	$ 460,391,294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony L. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Laurence Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY LEGACY PARTNERS, LLC

SELECT ASSET MANAGEMENT, LLC

GOLDEN BENEFICIAL SECURITIES CORPORATION

Primary Firm SEC Registration

TRINITY LEGACY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2008

Series 7

Date: 7/26/2007

Current Firm

TRINITY LEGACY PARTNERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY LEGACY PARTNERS, LLC

TRUST BUT VERIFY

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