Paul V. Anderson
Professional summary
Paul Victor Anderson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1971. Prior to being barred, Paul has worked at 11 firms, which includes BOENNING & SCATTERGOOD INC., NORTHLAND SECURITIES INC., S.G. LONG & COMPANY, MORGAN STANLEY DW INC., A. G. EDWARDS & SONS INC., FINANCIAL ESTATE PLANNING INC., P. V. ANDERSON INC., SIMPSON EMERY & COMPANY INC., P/H MUNICIPAL SECURITIES CORPORATION, PARKER/HUNTER INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Victor Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2019 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 1000 Town Center #2300, Southfield, MI 48075October 22, 2013 - April 25, 2019
BOENNING & SCATTERGOOD, INC.
July 25, 2006 - October 16, 2013
NORTHLAND SECURITIES, INC.
July 25, 2002 - June 16, 2006
S.G. LONG & COMPANY
August 20, 1999 - August 7, 2002
MORGAN STANLEY DW INC.
October 12, 1998 - September 7, 1999
A. G. EDWARDS & SONS, INC.
August 6, 1987 - October 6, 1998
A. G. EDWARDS & SONS, INC.
May 28, 1987 - June 25, 1987
FINANCIAL ESTATE PLANNING, INC.
January 29, 1982 - June 4, 1987
P. V. ANDERSON, INC.
March 30, 1976 - March 3, 1980
SIMPSON, EMERY & COMPANY, INC.
August 4, 1975 - February 23, 1976
P/H MUNICIPAL SECURITIES CORPORATION
March 25, 1974 - February 23, 1976
PARKER/HUNTER INCORPORATED
December 14, 1971 - May 18, 1974
P/H MUNICIPAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2019)
(4/20/2021)
(1/26/2021)
(1/6/2021)
(5/3/2019)
(1/4/2021)
(5/3/2019)
(6/10/2019)
(5/6/2019)
(5/3/2019)
(5/13/2019)
(5/3/2019)
(5/7/2019)
(5/3/2019)
(5/3/2019)
(5/14/2019)
(1/19/2023)
(5/3/2019)
(5/6/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 3/5/1996
AMEX Put and Call ExamSeries 1
Date: 12/13/1971
Registered Representative ExaminationSeries 40
Date: 12/15/1975
Registered Principal ExaminationFINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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