Ryan E. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Edward Murray, CPWA®, who also goes by Ryan Murray, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2007. Ryan had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2022-08-26
Expire date: 2024-07-31
Experience
September 16, 2022 - April 26, 2023
SYON CAPITAL LLC
November 4, 2019 - September 20, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2019 - September 20, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2007 - October 23, 2019
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
SYON CAPITAL LLC
CRD#: 322776 / SEC#: 801-126386
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYON CAPITAL LLC
CRD#: 322776 / SEC#: 801-126386
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 869 |
| AUM (Assets Under Management) | $ 2,933,416,209 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
