Andrew B. Boughan

FORT POINT CAPITAL PARTNERS LLC

Rolling Hills Estates, CA

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CRD#: 5389940

Professional summary

Andrew Booth Boughan, who also goes by Booth Boughan, is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in Rolling Hills Estates, California and UHLMANN PRICE SECURITIES, LLC located in San Francisco , California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Booth Boughan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 8.2024: Managing Director at Fort Point Capital Partners (SEC Registered RIA) investment related, 275 Sacramento Street, 8th Floor, San Francisco, CA, 30+ hours/week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Booth Boughan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

FORT POINT CAPITAL PARTNERS LLC

RIA

CRD#: 146759

Rolling Hills Estates, CA

Current

November 4, 2024 - Present

UHLMANN PRICE SECURITIES, LLC

Office #1: 275 Sacramento Street Floor 8, San Francisco , CA 94111

CRD#: 42854

San Francisco , CA

Past

September 2, 2020 - September 10, 2024

CERTUITY, LLC

RIA

CRD#: 129505

Manhattan Beach, CA

Past

July 25, 2019 - September 1, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

May 13, 2019 - September 1, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOS ANGELES, CA

Past

November 29, 2017 - May 1, 2019

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

September 15, 2009 - November 24, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 10, 2007 - September 8, 2009

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(8/26/2024)

California
(11/6/2024)

Illinois
(11/15/2024)

IAR

Texas
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/5/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/12/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/4/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

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Contact information

Main Address

275 Sacramento Street 8th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 449-0570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT POINT ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,413
AUM (Assets Under Management)	$ 2,002,678,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Boughan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Booth Boughan's CRS (Customer Relationship Summary).

Certified licenses

Experience

UHLMANN PRICE SECURITIES, LLC

CERTUITY, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

AMERICAN CENTURY INVESTMENT SERVICES INC.

GOLDMAN SACHS & CO. LLC

ADP BROKER-DEALER, INC.

Primary Firm SEC Registration

FORT POINT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2024

Series 65

Date: 7/12/2019

SIE

Date: 11/4/2024

Series 7

Date: 12/2/2009

Series 6

Date: 8/8/2007

FINRA

Current Firm

FORT POINT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT POINT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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