JD
John S. Denham
MAGNATE ADVISORY SERVICES
Louisville, KY 40243
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CRD#: 5389640
JD
Professional summary
John Sterling Denham, who also goes by Sterling Denham, is a registered financial advisor currently at MAGNATE ADVISORY SERVICES, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sterling Denham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Magnate Wealth Management, LLC, start date 04/17/2019, Louisville, Ky, DBA for Magnate Advisory Services, LLC. and Silver Oak Securities, Inc. Also, a licensed insurance agency selling Non-Variable Insurance (Fixed Annuities, Equity Indexed Annuities, Life Insurance, Long term care and disability income), 160 hours spent a month and during trading hours, investment related. 2. Registered Representative, Silver Oak Securities, Inc., 400 Blankenbaker Pkwy, Ste. 100, Louisville, KY 40243, investment related, start date of 01/18/2019, approximate number of hours per month 20 plus including during market hours, duties include acting as a registered representative, selling and servicing approved securities products. 3. Sterling Wealth Advisors, LLC. Is not investment related,104 Sunnyside Ct. Pewee Valley Ky. Entity for business expenses and contract management, Member, start date 10/12/2023, 1 hours per month, 0 hours per month during trading hours. 4. Denham Developments LLC. Is not investment related, 104 Sunnyside Ct. Pewee Valley, Ky 40056. Rental Real Estate Management, Managing Member, start date 11/2008, 1 hour spent a month with 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John Sterling Denham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2019 - Present
MAGNATE ADVISORY SERVICES, LLC
Office #1: 400 Blankenbaker Parkway Suite 100, Louisville, KY 40243RIA
CRD#: 283056
Louisville, KY
Current
January 18, 2019 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 400 Blankenbaker Parkway Suite 100, Louisville, KY 40243RIA
BD
CRD#: 46947
Louisville, KY
Past
October 21, 2014 - November 2, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
June 16, 2014 - November 2, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
December 11, 2007 - February 5, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAGNATE ADVISORY SERVICES, LLC
EN GARDE! INVESTING LLC | MAGNATE WEALTH MANAGEMENT, LLC | MAGNATE WEALTH MANAGEMENT LLC | MAGNATE WEALTH MANAGEMENT | MAGNATE WEALTH | MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056 / SEC#: 801-118616
RIA
Registered Investment Advisory firm - (4/29/2020 Approved)Indiana
Registered Investment Advisory firm - (5/11/2020 Terminated)Kentucky
Registered Investment Advisory firm - (5/7/2020 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2020 Terminated)Tennessee
Registered Investment Advisory firm - (5/8/2020 Terminated)Texas
Registered Investment Advisory firm - (5/7/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/31/2019)
IAR
Kentucky(4/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MAGNATE ADVISORY SERVICES, LLC
EN GARDE! INVESTING LLC | MAGNATE WEALTH MANAGEMENT, LLC | MAGNATE WEALTH MANAGEMENT LLC | MAGNATE WEALTH MANAGEMENT | MAGNATE WEALTH | MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056 / SEC#: 801-118616
RIA
Registered Investment Advisory firm - (4/29/2020 Approved)Indiana
Registered Investment Advisory firm - (5/11/2020 Terminated)Kentucky
Registered Investment Advisory firm - (5/7/2020 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2020 Terminated)Tennessee
Registered Investment Advisory firm - (5/8/2020 Terminated)Texas
Registered Investment Advisory firm - (5/7/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Blankenbaker Parkway Suite 100, Louisville, KY 40243
Mailing Address
Phone number
(502) 855-3160
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,074 |
| AUM (Assets Under Management) | $ 260,916,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056Louisville, KY 40243TRUST BUT VERIFY
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