Kade L. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kade Lee Scott was a registered financial professional .
Kade is a previously registered financial professional and started their career in finance in 2009. Kade had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2011 - January 2, 2015
USAA FINANCIAL PLANNING SERVICES
July 1, 2011 - January 2, 2015
USAA FINANCIAL ADVISORS, INC.
September 14, 2010 - May 23, 2011
CHARLES SCHWAB & CO., INC.
September 14, 2010 - May 23, 2011
CHARLES SCHWAB & CO., INC.
September 17, 2009 - September 3, 2010
EDWARD JONES
February 27, 2009 - September 3, 2010
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
