Adam K. Peterson

THE MAGNOLIA GROUP

Omaha, NE 68102

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CRD#: 5389061

Professional summary

Adam Kenneth Peterson, who also goes by Adam K Peterson, Adam Peterson, is a registered financial advisor currently at THE MAGNOLIA GROUP, LLC located in Omaha, Nebraska.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam K Peterson | Adam Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Kenneth Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2016 - Present

THE MAGNOLIA GROUP, LLC

Office #1: 1601 Dodge Street Suite 3300, Omaha, NE 68102

RIA

CRD#: 171102

Omaha, NE

Past

June 19, 2014 - December 31, 2015

THE MAGNOLIA GROUP, LLC

RIA

CRD#: 171102

OMAHA, NE

Past

August 23, 2007 - December 31, 2008

MAGNOLIA CAPITAL, LLC

RIA

CRD#: 144513

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MAGNOLIA GROUP, LLC

CRD#: 171102 / SEC#: 801-79848

RIA

Registered Investment Advisory firm - (6/19/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(6/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2014

Uniform Investment Adviser Law Examination

Current Firm

THE MAGNOLIA GROUP, LLC

CRD#: 171102 / SEC#: 801-79848

RIA

Registered Investment Advisory firm - (6/19/2014 Approved)

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Contact information

Main Address

1601 Dodge Street Suite 3300, Omaha, NE 68102

Mailing Address

Phone number

(402) 509-8456

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MAGNOLIA ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 811,857,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam K. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Kenneth Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MAGNOLIA GROUP, LLC

THE MAGNOLIA GROUP, LLC

MAGNOLIA CAPITAL, LLC

Primary Firm SEC Registration

THE MAGNOLIA GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2014

Current Firm

THE MAGNOLIA GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE MAGNOLIA GROUP, LLC

TRUST BUT VERIFY

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