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Donnell Knighten

CRD# 5388554·Registered 2017 - 2024
Previously Registered: Being a previously registered professional could mean that Donnell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donnell Knighten, who also goes by Donnell Anthony Knighten, Donnell A Knighten Sr, Donnell A Knighten, Donnell A. Knighten, was a registered financial advisor. Donnell was a previously registered financial professional and started their career in finance 2017 - 2024. Donnell had worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donnell Anthony Knighten, Donnell A Knighten Sr, Donnell A Knighten, Donnell A. Knighten

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
Bloomington, IL
June 12, 2024 - September 27, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Greenwell Springs, LA
May 9, 2023 - March 31, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Greenwell Springs, LA
May 9, 2023 - March 31, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Metairie, LA
April 30, 2020 - April 17, 2023
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Metairie, LA
January 30, 2020 - April 17, 2023
EDWARD JONES·CRD# 250
RIA
Gonzales, LA
October 16, 2017 - April 27, 2018
EDWARD JONES·CRD# 250
BD
Gonzales, LA
July 13, 2017 - April 27, 2018

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Current Firm

SF
STATE FARM VP MANAGEMENT CORP.

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: 8-50128
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One State Farm Plaza, Bloomington, IL 61710-0001

Mailing Address

One State Farm Plaza, Bloomington, IL 61710-0001

Phone Number

(833) 430-8518

Established

Delaware since 11/27/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE FARM INVESTMENT MANAGEMENTSHAREHOLDER3487
COOK, KRISTYNEXECUTIVE VICE PRESIDENT AND DIRECTOR4215717
FARNEY, JON CHARLESPRESIDENT AND DIRECTOR2839964
GHANBARPOUR, ARASHVICE PRESIDENT AND DIRECTOR5129325
HINTZ, SCOTT ALEXANDERVICE PRESIDENT - FINANCIAL AND SECRETARY2004555
KRISCHEL, AMY LYNNASSISTANT VICE PRESIDENT4810392
LUDWIG, TERRENCE MICHAELCHIEF COMPLIANCE OFFICER AND TREASURER3231040
MINEAU, SARAHSENIOR VICE PRESIDENT AND DIRECTOR4634160
MONTGOMERY, BRADLEY DOYLESENIOR VICE PRESIDENT AND DIRECTOR2913835
PRESTON, BRIAN LYNNANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER4312143
WIEDUWILT, ANDREW PATRICKVICE PRESIDENT8074278
WILLARD, DANIEL NELSONASSISTANT SECRETARY AND COUNSEL5207081

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Get Well Donnell Investment related: No Address: Denham Spring, LA 70726 Nature of the other business: Education Position/Title/Relationship: Officer or Advisor� Start Date: 08/01/2013 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Published a book in 2013 that I own the rights to. Royalties, if any, are paid to Knighten Group (disclosed at hire). Entity Name: Knighten Group Investment related: No Address: Denham Springs, LA 70726 www.knightengroup.com Nature of the other business: Education Position/Title/Relationship: Owner/Partner Start Date: 11/17/2014 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Educational Services that are non financial. For example, a time management workshop.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2017About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2024About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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