Philip R. Holmes
Professional summary
Philip Russell Holmes is a registered financial advisor currently at MUTUAL OF AMERICA SECURITIES LLC located in Nashville, Tennessee.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2007. Philip has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Russell Holmes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2014 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Highland Ridge Ii 555 Marriott Drive, Suite 510, Nashville, TN 37214-5108August 12, 2014 - November 10, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
February 19, 2014 - July 1, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 9, 2011 - July 1, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 29, 2009 - January 26, 2011
COUNTRY CAPITAL MANAGEMENT COMPANY
October 1, 2007 - September 14, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/18/2022)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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