Gregory K. Davis

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CRD#: 5388041

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory K Davis was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2007. Gregory had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HERITAGE FIRST; YES INVESTMENT RELATED; 800 W 47TH STREET SUITE 709; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 04/2009; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) SHEPHERD'S CENTER OF KANSAS CITY; NOT INVESTMENT RELATED; 1111 W 39TH ST KANSAS CITY MO 64111; START DATE 11/01/2019; APPROX 15 HRS/MONTH; APPROX 5 HRS/MONTH DURING TRADING; BOARD MEMBER

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2020 - October 3, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Kansas City, MO

Past

January 24, 2018 - December 7, 2020

IBN FINANCIAL SERVICES, INC.

CRD#: 42360

Kansas City, MO

Past

May 27, 2016 - September 8, 2020

ATLANTIS WEALTH ADVISORS LLC

RIA

CRD#: 169956

Kansas City, MO

Past

May 26, 2010 - March 31, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

KANSAS CITY, MO

Past

May 26, 2010 - March 31, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

KANSAS CITY, MO

Past

April 13, 2009 - May 27, 2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

KANSAS CITY, MO

Past

April 13, 2009 - May 27, 2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

KANSAS CITY, MO

Past

January 8, 2008 - February 24, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BUFFALO, NY

Past

September 3, 2007 - February 24, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2007

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory K. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IBN FINANCIAL SERVICES, INC.

ATLANTIS WEALTH ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2007

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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