Brian M. Much

STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI 54914

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CRD#: 5387890

Professional summary

Brian M. Much is a registered financial advisor currently at STONEHAVEN WEALTH & TAX SOLUTIONS located in Appleton, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Stonehaven Financial Services, LLC; Not investment-related; Same address; Tax and accounting services; Chief Executive Officer; Tax preparation; Approx. 10% of time during the month. 3) Stonehaven Real Estate, LLC; Not investment-related; Same address; Commercial property management; Chief Executive Officer; Manage commercial real estate and lease properties to tenants; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M. Much's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2024 - Present

STONEHAVEN WEALTH & TAX SOLUTIONS

Office #1: 540 South Westland Drive, Appleton, WI 54914

RIA

CRD#: 332731

APPLETON, WI

Past

August 26, 2009 - November 1, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Appleton, WI

Past

August 26, 2009 - November 1, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Appleton, WI

Past

January 23, 2009 - August 26, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

APPLETON, WI

Past

October 3, 2007 - August 26, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/24/2012

General Securities Principal Examination

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

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Contact information

Main Address

540 South Westland Drive, Appleton, WI 54914

Mailing Address

Phone number

(920) 882-0427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEHAVEN WEALTH & TAX SOLUTIONS DISCLOSURE BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	856
AUM (Assets Under Management)	$ 153,732,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Much

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M. Much's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

STONEHAVEN WEALTH & TAX SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2007

Series 24

Date: 9/24/2012

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEHAVEN WEALTH & TAX SOLUTIONS

TRUST BUT VERIFY

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