Brandon E. Seifert

AE WEALTH MANAGEMENT

Omaha, NE

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CRD#: 5387728

Professional summary

Brandon Erik Seifert is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Omaha, Nebraska and AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Brandon has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AEWM; YES INVESTMENT RELATED; 4123 SW GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; RIA; COMPLIANCE EXAMINER; START DATE 07/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Erik Seifert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

AE WEALTH MANAGEMENT, LLC

Office #2: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614Office #3: 4125 Sw Gage Center Dr, Topeka, KS 66604

RIA

CRD#: 282580

Omaha, NE

Current

August 10, 2021 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614

CRD#: 298608

Topeka, KS

Past

April 8, 2021 - July 30, 2021

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

October 8, 2020 - July 30, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 8, 2020 - July 30, 2021

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

October 8, 2020 - July 30, 2021

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 8, 2020 - July 30, 2021

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 3, 2014 - July 30, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

La Vista, NE

Past

December 9, 2013 - July 30, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Omaha, NE

Past

January 25, 2008 - December 11, 2013

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(8/10/2021)

IAR

Kansas
(8/13/2021)

Nebraska
(8/10/2021)

IAR

Nebraska
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/4/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/18/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/31/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon E. Seifert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Erik Seifert's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2014

Series 63

Date: 2/4/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2008

Series 53

Date: 3/18/2014

Series 4

Date: 1/31/2014

Series 24

Date: 6/1/2009

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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