PG
Peter R. Gross
T. ROWE PRICE ASSOCIATES
Colorado Springs, CO 80920
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CRD#: 5387706
PG
Professional summary
Peter R Gross, who also goes by Peter R Gross Jr, Peter R Gross Jr., Peter Raymund Gross Jr, Peter Raymund Gross Jr., Peter Gross, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Colorado Springs, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter R Gross Jr | Peter R Gross Jr. | Peter Raymund Gross Jr | Peter Raymund Gross Jr. | Peter Gross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EMERGE CAPITAL MANAGEMENT INC, INVESTMENT RELATED, 500 PEARL STREET SUITE 740 BUFFALO NY 14202, REGISTERED INVESMENT ADVISOR, DIRECTOR-WEST REGION, 10/2022, 80 HRS/MON, 65 HRS/MON DURING TRADING, POSITION SUITE OF ETF & MANAGED ACCOUNTS TO ADVISORS. 2. ALPS DISTRIBUTORS, INC, INVESTMENT RELATED, 1290 BROADWAY SUITE 1000 DENVER CO 80203, BROKER/DEALER, REGISTERED REPRESENTATIVE, 10/2022, 80 HRS/MON, 65 HRS/MON DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Peter R Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2023 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 2220 Briargate Parkway Financial Center Two, Colorado Springs, CO 80920RIA
CRD#: 105496
Colorado Springs, CO
Current
August 29, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920BD
CRD#: 8348
Colorado Springs, CO
Past
March 6, 2023 - August 22, 2023
EMERGE CAPITAL MANAGEMENT
RIA
CRD#: 284581
Centennial, CO
Past
October 10, 2022 - July 14, 2023
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
March 4, 2020 - October 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GREENWOOD VILLAGE, CO
Past
March 4, 2020 - October 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GREENWOOD VILLAGE, CO
Past
March 7, 2019 - March 4, 2020
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SAN DIEGO, CA
Past
December 3, 2018 - March 4, 2020
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SAN DIEGO, CA
Past
May 29, 2018 - September 27, 2018
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
March 15, 2012 - January 16, 2018
ALPHAMAX DISTRIBUTORS, L.L.C.
BD
CRD#: 8258
LA JOLLA, CA
Past
September 24, 2007 - December 1, 2011
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2023)
RR
Alaska(8/29/2023)
RR
Arizona(8/29/2023)
RR
Arkansas(8/29/2023)
RR
California(8/29/2023)
RR
Colorado(8/29/2023)
IAR
Colorado(8/29/2023)
RR
Connecticut(8/29/2023)
RR
Delaware(8/29/2023)
RR
District of Columbia(8/29/2023)
RR
Florida(8/29/2023)
RR
Georgia(8/29/2023)
RR
Hawaii(8/29/2023)
RR
Idaho(8/29/2023)
RR
Illinois(8/29/2023)
RR
Indiana(8/29/2023)
RR
Iowa(8/29/2023)
RR
Kansas(8/29/2023)
RR
Kentucky(8/29/2023)
RR
Louisiana(8/29/2023)
RR
Maine(8/29/2023)
RR
Maryland(8/29/2023)
RR
Massachusetts(8/29/2023)
RR
Michigan(8/29/2023)
RR
Minnesota(8/29/2023)
RR
Mississippi(8/29/2023)
RR
Missouri(8/29/2023)
RR
Montana(8/29/2023)
RR
Nebraska(8/29/2023)
RR
Nevada(8/29/2023)
RR
New Hampshire(8/29/2023)
RR
New Jersey(8/29/2023)
RR
New Mexico(8/29/2023)
RR
New York(8/29/2023)
RR
North Carolina(8/29/2023)
RR
North Dakota(8/29/2023)
RR
Ohio(8/29/2023)
RR
Oklahoma(8/29/2023)
RR
Oregon(8/29/2023)
RR
Pennsylvania(8/29/2023)
RR
Puerto Rico(8/29/2023)
RR
Rhode Island(8/29/2023)
RR
South Carolina(8/29/2023)
RR
South Dakota(8/29/2023)
RR
Tennessee(8/29/2023)
RR
Texas(8/29/2023)
RR
Utah(8/29/2023)
RR
Vermont(8/29/2023)
RR
Virgin Islands(8/29/2023)
RR
Virginia(8/29/2023)
RR
Washington(8/29/2023)
RR
West Virginia(8/29/2023)
RR
Wisconsin(8/29/2023)
RR
Wyoming(8/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496Colorado Springs, CO 80920TRUST BUT VERIFY
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