Joseph R. Sando
Professional summary
Joseph Reed Sando, who also goes by Joe Sando, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Reed Sando's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2017 - Present
FRONTIER SOLUTIONS, LLC
Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233November 24, 2015 - October 20, 2017
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
April 24, 2012 - November 23, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
March 23, 2012 - April 25, 2012
QUASAR DISTRIBUTORS, LLC
June 1, 2009 - June 29, 2011
MORGAN STANLEY
June 1, 2009 - June 29, 2011
MORGAN STANLEY
January 26, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 10, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 22, 2008 - June 27, 2008
THORNBURG SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2017)
(10/27/2017)
Exams
FINRA
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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Company Information
FRONTIER SOLUTIONS, LLC
CRD#: 136102Richmond, VA 23233TRUST BUT VERIFY
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