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JM

Jose M. Maldonado

HOYLE CAPITAL
Spring, TX
Some features on this profile are disabled
CRD#: 5387168
JM

Professional summary


Jose Manuel Maldonado, who also goes by J Manuel Maldonado, Jose M Maldonado, Jose Maldonado, Jose Manuel Maldonado Franco, is a registered financial advisor currently at HOYLE CAPITAL, LLC located in Spring, Texas.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jose has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


J Manuel Maldonado | Jose M Maldonado | Jose Maldonado | Jose Manuel Maldonado Franco

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jose Manuel Maldonado's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 2, 2019 - Present

HOYLE CAPITAL, LLC

RIA
CRD#: 304651
Spring, TX
Past

March 28, 2013 - February 12, 2019

MORGAN STANLEY

RIA
CRD#: 149777
HOUSTON, TX
Past

March 28, 2013 - February 12, 2019

MORGAN STANLEY

BD
CRD#: 149777
HOUSTON, TX
Past

January 1, 2010 - April 5, 2013

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

January 1, 2010 - April 5, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX
Past

December 14, 2009 - January 1, 2010

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
HOUSTON, TX
Past

September 25, 2009 - January 1, 2010

UBS INTERNATIONAL INC.

BD
CRD#: 107726
HOUSTON, TX
Past

July 15, 2008 - September 28, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
HOUSTON, TX
Past

September 29, 2007 - June 20, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/2/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HC
HOYLE CAPITAL, LLC
HOYLE CAPITAL, LLC

CRD#: 304651 / SEC#:

Texas
Registered Investment Advisory firm - (8/2/2019 Approved)
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Contact information


Main Address
Spring, TX
Mailing Address
Phone number
(281) 883-8516
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOYLE CAPITAL, LLC

CRD#: 304651Spring, TX

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