Amit K. Malhotra
Professional summary
Amit Kumar Malhotra, who also goes by Amit Malhotra, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Amit is registered as a RR (Registered Representative) and started their career in finance in 2007. Amit has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amit Kumar Malhotra's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2019 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005June 20, 2016 - February 3, 2020
OPEN TO THE PUBLIC INVESTING, INC.
March 11, 2011 - October 18, 2019
T3 TRADING GROUP, LLC
July 30, 2007 - July 7, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/28/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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