Nicholas R. Tuosto
Professional summary
Nicholas Ryan Tuosto is a registered financial professional currently at BELZBERG CAPITAL located in Soquel, California and GOODGAME ADVISORS LLC located in Soquel, California.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Ryan Tuosto's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2024 - Present
BELZBERG CAPITAL
Office #1: 4701 Soquel Drive, Soquel, CA 95073August 21, 2025 - Present
GOODGAME ADVISORS LLC
Office #1: 4701 Soquel Drive, Soquel, CA 95073September 26, 2018 - April 18, 2024
LIONTREE ADVISORS LLC
October 26, 2007 - September 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2024)
Exams
Series 99TO
Date: 8/21/2025
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GOODGAME ADVISORS LLC
CRD#: 333155 / SEC#: , 8-71299
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOODGAME ADVISORS LLC
CRD#: 333155Soquel, CA 95073TRUST BUT VERIFY
Monitor Nicholas Tuosto
Get automatic monthly alerts on:
