Alexander L. Fishman
Professional summary
Alexander Lawrence Fishman, who also goes by Alex L Fishman, Alex Fishman, is a registered financial advisor currently at GREENUP STREET WEALTH MANAGEMENT LLC located in Overland Park, Kansas.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Alexander has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Lawrence Fishman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2022 - Present
GREENUP STREET WEALTH MANAGEMENT LLC
Office #1: 7300 W 110th Street Suite 700, Overland Park, KS 66210March 19, 2018 - March 24, 2021
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 16, 2018 - March 24, 2021
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
March 25, 2014 - November 4, 2016
SCOTTRADE INVESTMENT MANAGEMENT
November 10, 2008 - November 4, 2016
SCOTTRADE, INC.
Primary Firm SEC Registration
GREENUP STREET WEALTH MANAGEMENT LLC
CRD#: 311391 / SEC#: 801-122080
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2022)
Exams
Series 7TO
Date: 12/21/2022
General Securities Representative ExaminationCurrent Firm
GREENUP STREET WEALTH MANAGEMENT LLC
CRD#: 311391 / SEC#: 801-122080
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,210 |
| AUM (Assets Under Management) | $ 661,705,072 |
Red Flags
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